UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of June 2021
Commission File Number: 001-39522
COMPASS PATHWAYS PLC
(Translation of registrant’s name into English)
COMPASS Pathways plc
3rd Floor
1 Ashley Road
Altrincham
Cheshire WA14 2DT
United Kingdom
Tel: +1 (646) 905-3974
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
COMPASS Pathways plc
Results of Annual General Meeting
On June 22, 2021, COMPASS Pathways plc (the “Company”) held its 2021 Annual General Meeting (the “Annual General Meeting”) at the offices of Goodwin Procter (UK) LLP, 100 Cheapside, London EC2V 6DY. At the Annual General Meeting, all the resolutions set out in the Notice of Annual General Meeting sent to shareholders on May 21, 2021 were duly proposed and approved.
The matters presented for a vote and the related results are as follows:
| Ordinary Resolutions | For | Against | Withheld | ||||||||||||||
| 1. | To elect David Norton as a Director | 22,940,013 | 843,376 | 8,121 | |||||||||||||
| 2. | To elect Ekaterina Malievskaia as a Director | 22,940,305 | 843,373 | 7,832 | |||||||||||||
| 3. | To elect Wayne Riley as a Director | 23,769,155 | 14,227 | 8,128 | |||||||||||||
| 4. | To re-appoint PricewaterhouseCoopers LLP as Auditor | 23,774,018 | 5,895 | 11,597 | |||||||||||||
| 5. | To authorise the Company’s Audit and Risk Committee to determine the Auditor’s remuneration for the fiscal years ending 31 December 2020 and 31 December 2021 | 23,774,079 | 5,459 | 11,972 | |||||||||||||
| 6. | To approve and adopt the Company’s 2020 Annual Report | 23,769,788 | 14,034 | 7,688 | |||||||||||||
| 7. | To approve the Directors’ Remuneration Report | 23,596,794 | 22,709 | 172,007 | |||||||||||||
| 8. | To approve the Directors’ Renumeration Policy | 21,715,404 | 1,901,791 | 174,315 | |||||||||||||
The full text of each resolution passed at the Annual General Meeting is set out in the Notice of Annual General Meeting sent to shareholders on May 21, 2021 and furnished as an exhibit to a Form 6-K filed with the U.S. Securities and Exchange Commission on May 24, 2021.
The information in this report and incorporated herein by reference shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. It may only be incorporated by reference in another filing under the Exchange Act or the Securities Act of 1933, as amended, if such subsequent filing specifically references the information furnished pursuant to this report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| COMPASS PATHWAYS PLC | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Date: June 24, 2021 | By: | /s/ Piers Morgan | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Name: Title: | Piers Morgan Chief Financial Officer | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||